- NGN HNG

- 2016
 B NG T VI T T T

BT Bi t p
GV Gi ng vin
GVC Gi ng vin chnh
KT G Ki m tra nh gi
LVN Lm vi c nhm
MT M c tiu
NC Nghin c u
Nxb Nh xu t b n
TC Tn ch
V

2
 - NGN HNG

03

1.
1. PGS,TS. Phm Th Giang Thu -
0437736538
Email: giangthu@hlu.edu.vn
2. TS. Nguyn Minh Hng
0437736538
Email: hangnm76@gmail.com
3. TS. Trn V Hi - GV
0437736538
Email: tranvuhai2007@gmail.com
4. ThS. Nguyn c Ngc - GV
6538
Email: ngocduc.vn178@yahoo.com
5. ThS.Nguyn Th Thanh T - GV
0437736538
Email: thanhtunguyen@hlu.edu.vn
6. ThS. Hong Minh Thi - GV
0437736538
Email: thaihoangtcnh@gmail.com

3
7. ThS. Nguyn Ngc Yn - GV
0437736538
Email: ngocyen.hlu@gmail.com
8. ThS. o nh Tuyt GV
437736538
Email: anhtuyet.hlu@gmail.com
9. Nguyn Mai Anh - GV
437736538
Email: nguyenmaianh998@gmail.com

- ngn hng
Phng306 nh K4 -

0437736538

gn hng.

1.
2. Php lu
3.
4.
5.
6.
7.

4
3
. php
hng
1.
2.
.
1. h
2.
3.
.
1.
2.
3.
doanh ngn hng

1.
2.
3. c
Vn 5.Php lut v hot ng cp tn dng ca t chc tn dng
1.
2.
3.
4.
5.
Php
1.

5
2.
.
1.
2.
4
4
V kin thc
-

-
ngn hng;
-

- .
V k nng
-

- Gip

V thi
- sinh

6
4
-
-
-
-
.
5
MT
2

1. 1A1. 1B1. 1C1.

ngn hng. ngn hng" theo

1A2.
ngn
hng ngn hng.
1A3. 1C2. So snh
ngn doanh khc.
hng 1B2.

hnh. 1C3. Nu
1A4. Nu g.
1B3. Phn tch

hng. ngn hng.

7
 1B4. Phn tch

ngn hng.
1B5. Phn tch

gi
.
2. 2A1. 2B1. Phn tch 2C1.
Php
Ngn hng Nh
tr
2A2. Ngn hng Nh hng N
v cc
2B2.
hng N
gi 2C2.
Ngn
hng hnh. hng N
nh 2A3. Nu hng N
2B3. Phn tch am.
Ngn hng Nh 2C3

Ngn
hng N
hng N

8
 .
2A4.
2B4. Phn tch hnh.
2C4.
N
Nam theo php Ngn hng Nh
Thanh
2A5. tra N

Ngn hng Nh
Ngn hng Nh
n 2C5.

2A6.

Nam theo php

2A7.

gia.
3. 3A1. 3B1. 3C1.
Php

3A2. v cc doanh
3B2. Phn tch
kinh

9
 doanh 3C2.
ngn
hng
3A3. g
3B3. Phn tch

3C3.

3A4.
3B4. v phi ngn hng
theo q
.
3C4.

3A5. 3B5. Phn tch

3C5.
c
nhn
3A6.
3B6. Phn tch

3C6. a ra
c
nhn
3A7. dung sau:

10
 3B7. -
kinh doanh khc

khch hng. -
3A8.

3C7.
c
nhn
hnh.
3A9.

3C8.

3A10.

4C1.
4. 4A1. 4B1. Phn tch
Php vai tr

huy 4A2. 4B2.

hnh

11
 4B3. Phn tch
doanh ngn hng.
tn 4A3. 4C2.
cc
.
4B4. Phn tch

sc
l).
4A4.
4B5. Phn tch
4C3.

ng
4A5. nay.
4B6. Phn tch 4C4.

nh ngn hng trung

pht hnh.
4A6.

4B7. 4C5.

4A7.

12
 khc. 4B8. Phn tch
4A8. N

trung ng.
49. Nu 4B9.
tr

khi lm vo tnh
trung ng.
4A10. Trnh by

hng trung ng.

5. 5A1. 5B1. 5C1. So snh
Php
tn
. tn
5A2. .
cc lo 5B2.
tn
theo cc tiu
ch khc nhau. cho vay v 5C3.
5A3.
c
vay.
5B3.

13
 hnh.
5A4. 5C4.

5A5. ngn hng. 5C5.

5B4.

th
5A6.
5B5. Phn tch
5C6.

5A7. 5B6. Phn tch

5C7.

5A8.

5B7. Phn tch

p
gi

14
 5C8.

gi.
5B8. Phn tch

5A9.
ph ng c gi.
5C9.

cc ph
gi. ph
5A10. 5B9. Phn tch
cc ph gi the

c gi theo php Nam.

5C10. Nu
5A11.
hng. th
lnh ngn hng 5B10. Phn tch

nguyn
5A12. Nu khi

5C11.

lnh ngn hng.

15
 5A13. hng.
5B11. Phn tch lnh ngn hng

5C12.
n
hng. chnh.
5A14. 5B12. Phn tch
u chnh trong php
lnh ngn hng

cho thu ti chnh.

5A15. 5B13. Phn tch thu ti chnh.
5C13. So snh
thu ti chnh.
5A16.

5C14.
thu ti chnh. 5B14. Phn tch
5A17.

ti chnh. cho thu ti chnh.

5A18. cho thu ti chnh. 5C15.
5B15. Phn tch

thu ti chnh. thanh ton v

5A19. chnh.
5C16.
cc bn trong

16
 5B16. Phn tch
ti chnh.
5A20. ch
ti cho thu ti
chnh theo php
bao thanh ton.
ton.
5A21.

ton.
5A22.

h
ton theo php

5A23.
cc hnh th
thanh ton theo

hnh.
6. 6A1. 6B1. 6C1.
Php
gian thanh ton v trung gian thanh

trung gian thanh trung gian thanh

thanh
ton n

17
 6A2. ,
ngn hng v cc

thanh ton. 6B2.

6A3. cc hnh 6C2.

.
6B3. Phn tch 6C3.

6A4.

ton. 6C4.
6B4. Phn tch
6A5. sc.
6C5
thanh ton sc.
6B5. Phn tch
ton.
6A6. thanh ton thng

qu trnh thanh 6C6.

-

6A7. 6B6. Phn tch

thanh ton thng
g.

6A8. qu trnh thanh

18
 6B7. Phn tch
6A9.

qu trnh thanh
ton thng qua
hng.
6B8. Phn tch

a cc bn trong

ngn hng.
7. 7A1. 7B1. 7C1.
Php
g

7B2.
7A2. g 7C2.

7A3. khc.
7B3. Phn tch

7C3.

19
 7A4. khc.
7B4. Phn tch

i.
7A5. 7B5. Phn tch

Nam. 7B6. Phn tch

7A6.
t

1 4 5 3 12

7 4 5 16

10 7 8 25

20
 10 9 5 24

23 16 16 55

9 8 5 22

6 6 3 15

69 55 45 169

7
A. GIO TRNH
1. Tr Gio trnh lut ngn hng Vit
Nam, 4.

B.
*
1. m 2005.
2. m 2005.
3. m 2014.

*
Vn 1, 2
1. 2010.
2. Q -TTg ngy

Vi
3. c Chnh ph 156/2013 -CP ngy 11/11/2013 quy

.
4. 1 -TTg ngy

21
 19/11/2007 ban hnh quy n

Vn 3: Php lut v cc ch th kinh doanh ngn hng

1. ng n m 2010.
2. -

3. -

hnh,

4. c -
v cng ty cho thu ti chnh.
5. -

6. -CP ngy 28/0

7. -

am.
8. -
.
9. -CP ngy 26/01/2011

- hnh d
.
10. -

22
11. -CP ngy 18/01/2010
quy p .
12. -CP ngy 16/02/2015

quy
-CP ngy

13. 40/2011/TT-
NHNN
ng

.
14. -

-NHNN ngy 15/12/2011

Vn 4: Php lut v huy ng vn ca t chc tn dng

1. -

2. 26/2011/TT-
NHNN ngy 31/08/2011

23
 .
3. 01/2012/TT-

c tn
.
4. c Th Ngn hng N
1160/2004/Q -NHNN ngy 13/0

5. c Th Ngn hng N -
NHNN ngy 25/0
q s
1160/Q -NHNN ngy 13/09/2004.
6. 04/2011/TT-

.
7. c Th Ngn hng N -
NHNN ngy 05/01/2007 ban hnh q

8. Th Ngn hng N s -
NHNN ngy 30/09/2008

Ngn hng N -
NHNN ngy 05/01/2007.
9. 17/2011/TT-
NHNN ngy 18/8/2011

10. 37/2011/TT-
NHNN ngy 12/12/2011

24
 17/2011/TT-NHNN n
.
11. -

12. -

13. -

14. .
15 -CP ngy 28/06/2013

16 -

Vn 5: Php lut iu chnh hot ng cp tn dng

1. Th Ngn hng N
1627/2001/Q -NHNN ngy 31/12/2001 ban hnh q

2. Ngn hng N -
NHNN ngy 3/2/20
q

25
 -NHNN ngy 31/12/2001.
3. Th Ngn hng N -

-NHNN ngy 3/2/2005.

4. -NHNN ngy

13/2010/TT-

5. -
NH
6. -

7. Th Ngn hng N
1096/2004/Q -NHNN ngy 6/9/2004 ban hnh q

8. Th Ngn hng N s -
NHNN ngy 16/10/2008

c Th Ngn hng Nh n
-NHNN ngy 06/9/2004.
Vn 6: Php lut v dch v thanh ton
1. m 2005.
2. 101/2012 -CP ngy 22/11/2012
thanh ton

26
3. 23/2011/TT-

hnh chnh
.
4. -

.
5. -

6. Th Ngn hng N -
on,

7. 222/2013 -CP ngy 31/12/2013

Vn 7: Php lut v hot ng ngoi hi

1. m 2005.
2.
3. 70/2014 -CP ngy 17/7/2014
.
4. -

5. -CP ngy 20/05/2014

6. -CP ngy 03/03/2014

7. Thng 25/2011/TT-NHNN

27
 .
8. -

*
9. Cc vn kin gia
nhp WTO ca Vit Nam
10. Tng quan cc vn
t do ho thng mi dch v
11. - .
12.

C.
* Bi t
1. -
Tp ch lut hc,
2.
Tp ch lut hc,
3.
ngn hng - Tp ch lut hc, .
4.
Tp ch lut hc,
5. -

28
 Tp ch lut hc,
12/2007.
6.
Tp ch
lut hc,
7.
Tp ch lut hc,
8. n
Tp ch lut
hc,
9.
Tp ch lut hc, 07.
10.
hng trung Tp ch lut hc,
11.
nh n Tp ch nh nc v php lut,
12.
Tp
ch nh nc v php lut,
13.

Tp ch nghin cu lp
php,
14.

Tp ch lut hc, s 7/2011.
15.

29
 Tp ch Th trng ti chnh
tin t, s 8/2012.
16.
Tp ch lut hc, s 5/2013.
17.

18.

19.

7/2014
20.
tp ch Nh nc & Php lut, s
7.2015
21.

Tp ch Nh nc v php lut, s 10.2015

* Sch
1. Tr
ngn hng, Hon thin Lut ngn hng - nhng i hi t hi
nhp kinh t quc t, Nxb. Lao
2. L Vinh Danh, Tin t v ngn hng, Nxb.
3. Tin t v ngn hng

30
4. Mt s vn php l c bn v hot ng ca
ngn hng,
5. Ngn hng thng mi

6. Tm hiu lut ngn hng (l thuyt v thc

hnh), Nxb.
7. Giao dch thng mi ca ngn hng
thng mi trong iu kin kinh t th trng Vit Nam, Nxb.
php, H N
* Cc website
1. http://www.sbv.gov.vn
2. http://www.worldbank.org.vn
3. http://www.luatvietnam.com.vn
4. http://www.creditinfo.org.vn
5. http://www.vneconomy.com.vn
8 -
8
V
TC
,
L thuy t 1 1 2 2
n
L thuy t 2 2 2 2
1
Seminar 1 3 2 2
Seminar 2 2 2 1
LVN 1 2 1
T NC 1 3 1
Seminar 3 3 2 1 10.10.10.8.8

L thuy t 3 4 2 2
Seminar 4 5 2 2
2 Seminar 5 2
LVN 2 4 2
T NC 2 6 2
Seminar 6 3 2 1

31
 Seminar 7 4 2 1
L thuy t 4 5 2 2
Seminar 8 5 2 1
Seminar 9 2
3 LVN 3 4 2
T NC 3 3 1
Sminar 10 5 3 1
Seminar 11 2 1
L thuy t 5 6 2 2
L thuy t 6 6 2 2 nhm
T NC 4 6 2
4
LVN 4 2 1
Seminar 12 5 2 1 nhm
Seminar 13 5 2 1 nhm
L thuy t 7 7 2 2
LVN 5 4 2
T NC 5 3 1
5
Seminar 14 6 2 1
Seminar 15 7 2 1
Seminar 16 2 1
80 45

32
8
Tun 1: Vn 1 + 2 + 3 + Tho lun
Hn S
gi
- TC
L 2 - * c: g I

1 TC hng theo quy . hng

KT G: - ng k BT . ,
- nhm. .
L 2 - * c: Ch

2 TC h hng

-
N . 12.
Seminar 2 * c: I Gio
1 hng
TC
.
12
Seminar 1 - * c:
2 hng N
TC -
hnh Ngn hng N t
-

sch 2012.
Ngn hng N

33
LVN 1 - * c:
TC
- Ch ng II Gio

-
2
hng N

1 - Xc * c:
1 - Ch ng III Gio
TC quy

n .
2.
-

Seminar 1 - * c:
- I Gio
3
TC ng

-
Nxb. CAND, H
2.

T - Ni dung: Gii p, t vn v ni dung v phng

php hc tp; ch dn khai thc ngun ti liu.
- Thi gian: T 8h00 n 11h00 th nm.
- a im: Phng 306 nh K4.

34
Tun 2: Vn 4 + 5 + Tho lun

S
gi
- TC

L 2 - * c:

3 TC -
CAND, H
2.

.
Seminar 1 - * c:
-
4
TC ; ngn

2.
-

Seminar 1 - * c:
l -
5
T ;
- Phn tch
2.
-

LVN2 2 * c:
nhm.
TC

35
 2.

2 TC an ton

Seminar 1 * c:
6 -
TC
.
2012.

Seminar 1 - * c:
7
TC
.
2012.
T - Ni dung: Gii p, t vn v ni dung v phng
php hc tp; ch dn khai thc ngun ti liu.
- Thi gian: T 8h00 n 11h00 th nm.
- a im: Phng 306 nh K4.

Tun 3: Vn 5 + Tho lun

S
gi
-h TC

L 2 * c:
-
TC

2;
-

36
 lin quan.
Seminar 1 - * c:
.
8
TC
CAND, H
2.
Seminar - * c:
9 - V Gio trnh
hng; ,
- Cc
ngn hng. 2;
-
lin quan.
LVN3 theo nhm
TC
2
3 TC

Seminar 1 - * c: Ch ng VII Gio

10 ton;
TC -
bao thanh ton. CAND,
2.

Seminar 1 * c: VI Gio
11
TC c gi.
2.

T - Ni dung: Gii p, t vn v ni dung v phng

php hc tp; ch dn khai thc ngun ti liu.

37
 - Thi gian: T 8h00 n 11h00 th nm.
- a im: Phng 306 nh K4.

Tun 4: Vn 5 +6 + Tho lun

S
gi
- TC

L 2 * c: Ch ng VIII Gio

5 TC
KT G nhm.
2.

L 2 - * c:
-
6 TC - thanh ton qua trung gian.
- Quy trnh thanh ton

4 TC
LVN
4 TC .

Seminar 1
12
TC

Seminar 1
13
TC

38
T - Ni dung: Gii p, t vn v ni dung v phng
php hc tp; ch dn khai thc ngun ti liu.
- Thi gian: T 8h00 n 11h00 th nm.
- a im: Phng 306 nh K4.

Tun 5: Vn 7 + Tho lun

S
gi
- TC

L 2 - * c:
7 ; -
TC -

Nxb.
; 2;
-

2 Nghi ton
LVN 5
TC
T NC
BT
5 TC

Seminar 1 - -
14 ton qua trung gian thanh
TC ton theo q
-
- Quy n hnh seminar theo

39
Seminar - Quy trn
15 TC
-

-
Seminar 1 - cc
16 ti
TC
-
hnh seminar theo

T - Ni dung: Gii p, t vn v ni dung v phng

php hc tp; ch dn khai thc ngun ti liu.
- Thi gian: T 8h00 n 11h00 th nm.
- a im: Phng 306 nh K4

10 NH GI
10
-
- LVN

- BT.
10 :

BT nhm 10%
BT 20%
70%

40
 thi v

10.3. Tiu ch
Hnh thc
- BT nhm: nh my 10 - 15 trang A4, dn dng .
- BT : nh my, 15 - 20 trang A4, dn dng .
Ni dung
- BT BT
GV
- Tiu ch gi:

41
 Trang
1 3
2 Tm t t n i dung mn h c 4
3 N i dung chi ti t c a mn h c 5
4 M c tiu chung c a mn h c 6
5 M c tiu nh n th c chi ti t 7
6 T ng h p m c tiu nh n th c 20
7 H c li u 21
8 Hnh th c t ch c d y-h c 31
9 40
10 c ki 41

42