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NANO-OPTICS
NANO-OPTICS
Fundamentals, Experimental
Methods, and Applications
Edited by
SABU THOMAS
YVES GROHENS
GUILLAUME VIGNAUD
NANDAKUMAR KALARIKKAL
JEMY JAMES
Elsevier
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The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom
50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States
© 2020 Elsevier Inc. All rights reserved.
No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical,
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Licensing Agency, can be found at our website: www.elsevier.com/permissions.
This book and the individual contributions contained in it are protected under copyright by the Publisher (other
than as may be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our
understanding, changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using
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To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability
for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or
from any use or operation of any methods, products, instructions, or ideas contained in the material herein.
Harith Ahmad
Photonics Research Center, University of Malaya, Kuala Lumpur, Malaysia
Stuart Bowden
Quantum Energy for Sustainable Solar Technology (QESST) Engineering Research Center,
Arizona State University, Tempe, AZ, United States
Dermot Brabazon
I-Form, Advanced Manufacturing Research Centre, & Advanced Processing Technology
Research Centre, School of Mechanical and Manufacturing Engineering, Dublin City
University, Dublin, Ireland
Jenu V. Chacko
Laboratory for Optical and Computational Instrumentation (LOCI), University of Wisconsin at
Madison, Madison, WI, United States
Balu Chandra
International School of Photonics, Cochin University of Science and Technology, Cochin,
Kerala, India
Judith M. Dawes
MQ Photonics Research Center, Department of Physics and Astronomy, Macquarie University,
Sydney, NSW, Australia
Joydeep Dutta
Functional Materials division, Materials and Nano-Physics Department, ICT School, KTH
Royal Institute of Technology, Stockholm, Sweden
Nitin Eapen
International and Inter University Centre for Nanoscience and Nanotechnology, Mahatma
Gandhi University, Kottayam, Kerala, India
Karsten Fleischer
I-Form, Advanced Manufacturing Research Centre, & Advanced Processing Technology
Research Centre, School of Mechanical and Manufacturing Engineering, Dublin City
University, Dublin, Ireland
Stephen Goodnick
Quantum Energy for Sustainable Solar Technology (QESST) Engineering Research Center,
Arizona State University, Tempe, AZ, United States
Yves Grohens
FRE CNRS 3744, IRDL, University of Southern Brittany, Lorient, France
Banshi D. Gupta
Physics Department, Indian Institute of Technology Delhi, New Delhi, India
ix
x Contributors
Anisha Pathak
Physics Department, Indian Institute of Technology Delhi, New Delhi, India
Hazli Rafis Abdul Rahim
Department of Electrical Engineering, Faculty of Engineering, University of Malaya, Kuala
Lumpur; Universiti Teknikal Malaysia Melaka, Melaka, Malaysia
Siti Aisyah Reduan
Photonics Research Center, University of Malaya, Kuala Lumpur, Malaysia
Carsten Rockstuhl
Institute of Theoretical Solid State Physics; Institute of Nanotechnology, Karlsruhe Institute of
Technology, Karlsruhe, Germany
Swasti Saxena
Department of Applied Physics, Sardar Valla Bhai National Institute of Technology, Surat,
Gujarat, India
Vivek Semwal
Physics Department, Indian Institute of Technology Delhi, New Delhi, India
Ashin Shaji
Institute of Physics, Slovak Academy of Sciences, Bratislava, Slovakia
Sithara P. Sreenilayam
I-Form, Advanced Manufacturing Research Centre, & Advanced Processing Technology
Research Centre, School of Mechanical and Manufacturing Engineering, Dublin City
University, Dublin, Ireland
Ankit Kumar Srivastava
School of Applied Natural Science, Adama Science and Technology University, Adama, Ethiopia
Mark Tame
Department of Physics, Stellenbosch University, Stellenbosch, South Africa
Kavintheran Thambiratnam
Photonics Research Center, University of Malaya, Kuala Lumpur, Malaysia
Siddharth Thokchom
National Institute of Technology Manipur, Imphal, India
Sabu Thomas
School of Chemical Sciences; International and Inter University Centre for Nanoscience and
Nanotechnology, Mahatma Gandhi University, Kottayam, Kerala, India
Zian Cheak Tiu
Photonics Research Center, University of Malaya, Kuala Lumpur, Malaysia
Jijo P. Ulahannan
Department of Physics, Government College, Kasaragod, Kerala, India
Guillaume Vignaud
FRE CNRS 3744, IRDL, University of Southern Brittany, Lorient, France
About the Editors
xiii
xiv About the Editors
1. Introduction
Nanomaterials are abundant in nature, since everything in our world is composed of very
small particles. As a result, nanotechnology is always inspired by nature and natural phe-
nomena. The properties of the materials created by nature through evolutionary pro-
cesses are highly efficient or optimal, hence the use of natural materials directly in the
development of nanotechnology is of great importance. Now scientists have a clear idea
of how to create nanoscale materials with unique properties that never existed before.
Products using nanomaterials are now available in the market, such as nanoscale silver
as an antibacterial [1], sunscreen with nanoscale titanium dioxide that prevents sunburn
[2], application in the field of electronics as in batteries, targeted drug delivery, nanofilms
for coatings, water filtration, etc. [3] Molecular-level manipulation is the ultimate base of
nanotechnology, but that doesn’t mean that this field of science always deals only with
artificial materials.
In nature, molecules organize themselves into complex structures that could support
life, similar to the present nanotechnology that we are used to. Nature constructs every-
thing atom by atom, and understanding the basic principle of natural systems will help
nanoscientists to design artificial nanomaterials. For example, oncologists are looking into
nanotechnology as a potential way to treat cancer with targeted drug delivery by the use
of nanomedicine [4]. The inspiration for this is from the viruses that seek out a specific
type of cell to attack in a living organism. Similarly, optically transparent materials have
been improved by imitating the nanostructures found in the wings of insects. Finding
inspiration from nature’s nanotech is becoming big business nowadays.
Nano-optics or nanophotonics has become a serious topic of research over the past
decades. The interaction of light with nanometer-scale particles has developed into a new
and separate branch from conventional photonics research topics due to its massive pres-
ence in the natural world and also from an application point of view. On the nanometer
scale, materials including metals, semiconductors, dielectrics, and polymers exhibit inter-
esting properties, especially optical properties [5]. Particles that come under a size range of
nanometers show special phenomena that are not predictable as in their bulk counter-
parts. Making use of these properties of the nanoparticles in the field of optics and pho-
tonics is the core of nanophotonics [6]. The major aim of this chapter is to give a brief
introduction to the presence of nanotechnology and nanophotonics in the natural world
rather than the artificially created nano universe. Without going into deeper theoretical
aspects, this chapter presents an overall picture of the influence and existence of nano-
technology in nature.
Fig. 1 Some of the common optical phenomena happening in nature: (A) double rainbow and
supernumerary rainbows on the inside of the primary arc; (B) very bright sun dogs in Fargo, North
Dakota; (C) the reflection of Mount Hood in Mirror Lake; (D) a 22° halo around the sun, as seen in
the sky over Annapurna Base Camp, Annapurna, Nepal. ((A) Eric Rolph at English Wikipedia (https://
commons.wikimedia.org/wiki/File:Double-alaskan-rainbow.jpg), “Double-alaskan-rainbow,” size and
shape of the image by Ashin Shaji, https://creativecommons.org/licenses/by-sa/2.5/legalcode; (D) Anton
Yankovyi (https://commons.wikimedia.org/wiki/File:Halo_in_the_Himalayas.jpg), size and shape of the
image by Ashin Shaji, https://creativecommons.org/licenses/by-sa/4.0/legalcode.)
3. Nanotechnology in nature
Nanoscience and nanotechnology always find inspiration from nature. Some common
nanostructures that are visible in nature include inorganic materials such as carbonaceous
soot, clay, organic natural thin films, and a variety of organic nanostructures such as pro-
teins, insects, and crustacean shells. These structures cause a range of behaviors in nature
together with the wettability of surfaces, the brightness of butterfly wings, and also the
adhesive properties of the lizard’s foot.
The coloration of many varieties of beetles and butterflies is created by sets of rigor-
ously spaced nanoscopic pillars. Fabricated from sugars like chitosan, or proteins like ker-
atin, the widths of slits between the pillars are designed to control light to attain certain
colors or effects like iridescence. One advantage of this strategy is resilience. Pigments
tend to bleach with exposure to light; however, structural colors are stable for remarkably
long periods.
From nature: Optics, nanotechnology, and nano-optics 5
A study of structural coloration in metallic-blue marble berries [13] where the spec-
imens collected in 1974, that had maintained their color despite being long dead. Sim-
ilarly, a lotus leaf is an example of an engineered surface because of its physical and
chemical conditions at the micro- and nanometer scale, able to provide a self-cleaning
effect. Wilhelm Barthlott, a German botanist, is considered to be the discoverer of the
Lotus effect [14] as he applied for its patent in 1994. He found out that the combination
of the chemical makeup of the surface and also the micro-and nano-projections on the
surface were the reason behind the effect. The protrusions [15] of the lotus leaf are
10 μm high, with every protrusion covered in bumps of a hydrophobic, waxy material
that is roughly 100 nm in height. The chitin polymer and epicuticular wax projections
allow the leaf to trap air. Water droplets ride on the tips of the projections and result in a
bed of air to make a super-hydrophobic surface (Fig. 2). Scientists designed this behavior
Fig. 2 Examples of self-cleaning surfaces in nature and their SEM images [16]. (Permission has been
granted through the Copyright Clearance Center’s Rights Link service.)
6 Nano-optics
into the product Lotusan®, a self-cleaning paint. This paint mimics the microstructure of
the surface of a lotus leaf once it dries and cures within the environment. Small peaks and
valleys on the surface minimize the contact area for water and dirt, keeping the surface
clean. Various merchandise is currently on the market that mimics this hydrophobic
property, including consumer goods, spray coatings, plungers, toilet fixtures, automotive
components, etc.
Researchers at several universities are synthesizing biomimetic nanocomposites to
form robust materials to be used in lightweight armor systems, structures in transportation
systems, sturdy electronics, aerospace applications, etc. Nature has evolved an advanced
bottom-up approach for fabricating nanostructured materials that have great mechanical
strength and toughness. One of nature’s toughest materials is nacre, which is best known
as the iridescent mother-of-pearl made by mollusks. Mollusks produce nacre by depos-
iting amorphous calcium carbonate (CaCO3) onto porous layers of polysaccharide chitin.
The mineral then crystallizes, producing stacks of CaCO3 that are separated by layers of
organic material. Its strength comes from the brick-like assembly (interlocked) of the
molecules [17].
A lizard’s feet will bind firmly to any solid surface in a short time, and detach with no
apparent effort (Fig. 3). This adhesion is purely physical, with no chemical interaction
between the feet and the surface. The active adhesive layer of the gecko’s foot is a
branched nanoscopic layer of bristles known as “spatula” that measure about 200 nm
in length. Several thousand of those spatulae are connected to micron-sized “seta.” Both
spatulae and seta are fabricated from very flexible keratin. Although research into the finer
details of the spatulae’s attachment and detachment mechanism is in progress, the actual
fact is that they operate with no sticky chemicals. It is an impressive piece of design by
Mother Nature. That they are self-cleaning, immune to self-matting (the seta don’t stick
to each other), and detached by default (including from each other) are other interesting
features of geckos’ feet [18, 20]. These options have prompted ideas and suggestions that
in the future, glues, screws, and rivets may all be made by a single method, casting keratin
or similar material into completely different molds.
Magnetotactic bacteria possess the extraordinary ability to sense minute magnetic
fields, together with the Earth’s own magnetic field, using tiny chains of nanocrystals
known as magnetosomes (Fig. 4). These are grains sized between 30 and 50 nm, made
from either magnetite (a type of iron oxide) or, less commonly, greghite (an iron-sulfur
combo). Several types of magnetosomes work together to provide a foldable “compass
needle” that is many times more sensitive than its artificial counterparts. Magnetotactic
bacteria are pond-dwelling and only need to navigate short distances. However, their
precision is incredible. By varying the grain size, these bacteria can store information
since the growth is controlled by the most magnetically sensitive atomic arrangements
[22]. However, oxygen and sulfur combine rapidly with iron to provide magnetite,
greghite, or more than 50 other compounds, only a couple of which are magnetic. Hence
Fig. 3 Nanoengineered structures from nature: (A) microstructure and schematic illustration of gecko feet [18]; (B) micro/nanoarchitecture in the
wings of a butterfly [19]. (Permission has been granted through the Copyright Clearance Center’s Rights Link service.)
CHAPTER 2
1. An outlook
If technological advancements and their impact on the general public are considered, the
last 200 years can clearly be described as the most progressive period of humankind. The
advent of electricity and the subsequent emergence of electronic devices initiated a
unique revolution. As technology advanced, the sizes of electronic devices became
smaller and smaller. In 1960, when Theodore Maiman built the first laser, the world wit-
nessed the metamorphosis of light as a counterpart to electricity. Devices that harness the
nature of light are termed photonic devices, and just as electronic devices evolved over
time, photonic devices are now evolving at a faster rate.
As stated earlier, devices are getting smaller and smaller and right now, the minimum
size parameters of electronic devices have reduced to a few tens of nanometers nm
(1 nm ¼ 1 109 m). This was a fundamental problem when photonic devices started
getting smaller. And as we found out more and more about the problem, the problem
itself opened a doorway to completely unprecedented physical phenomena. It gave birth
to a new branch of science, nano-optics, which deal with understanding and tailoring the
complex behavior of light in nanometer dimensions.
Global communication, and in particular internet and long-distance telephony, is
now based primarily on optical fiber technology. The main advantage of optical waves
compared to radio waves is the high frequency, which allows high data transmission rates.
Nowadays, several terabits per second can be transmitted in a single fiber, which repre-
sents an increase by a factor of 1 million to what could be achieved 50 years ago with radio
signal transmission. The number of optical fiber cables being installed globally is increas-
ing rapidly. Fiber optics is also important for a huge number of other applications, such as
in medicine, laser technology, and sensors. An interesting example of the use of fiber-
optic communication in science is the advanced fiber optics network developed at the
Large Hadron Collider at CERN in Geneva, which will transfer large amounts of
information obtained by particle detectors to computer centers all over the world.
T⸺, Mr., 27
Tabriz maund, 220
Tager, 188
Takhtrowan, 368
Taking quinine, 398
Talár, 57
Talisman, 290
Talking lark, 94
Tame pigs, 302
Tame gazelle, 167
lion, 306
partridges, 308
Tanks, 198
Tannūr or oven, 335
Tarantass, 12
Tarantulas, 248
Tattooing, 323
Tax-man at Dehbeed, 133
Tax of turkeys, 144
Taylor, Consul, 212
Taziana, the, 380
Tazzia, 279
Tazzias, dervishes at, 281
T-cloths, marks on, 194
Teachers of religion and law, 338
Teetotaler, a, 380
Teheran, 28, 372
races, 214
Teleet, 136
Telega, 11
Telegraph office, 198
flight of Baabi women to, 154
Telegraph poles, wooden, 80
Temple at Kangawar, 107
Tenets of Baabis, 339
Tent for Tazzia, 280
pitching, 399
Tents, 107
“The Sticks,” 377
Thief-catching, 85
Thieves, gang of, 269
Thorns in feet, 267
Tiflis, 14, 17
“Tiger’s boy,” 341
Tiled dome, 196
halls, 197
mosque, 197
Tile inscription, 177
work gates, 372
Titles, 38, 289
Tobeh, 388
Toffee, expensive, 80
Token, custom of the, 250
Tomb of Cyrus, 355
Esther and Mordecai, 75
Hafiz, 279
Saadi, 278
Tombs of the Kings, 119
Tombstone bridges, 163
Toolahs, 306
Trade credits, 188
in Teheran, 373
Traders, economy of, 172
Trades, 197
Traffic in drink in Julfa, 141
Transit of Venus, 331
Trap-horses, 352
Travellers’ law, 132
Travelling in Persia, 413
when ill, 208
Treasure finding, 76
of Darius, 78
trove in Julfa, 361
Trebizonde, 212
to Teheran, 213
Trees, sacred, 364
Tsaritzin, 406
Tumbakū, 30
Tūmbūn, 324
Turkeys, 375
in Julfa, 144
Turkish barber, 6
chibouques, 6
coffee-houses, 6
saddle, 7
use of, 24
Turkomanchai, 27
Turkoman horses, 104
Zalābi, 284
Zambūreks, 52
Zangi, Spring of, 241
Zenda Rūd, 135, 193
Zerejumah, 317
Zergūn, 260, 354
Zil-es-Sultan, 146, 154, 203, 205, 365
accident to, 255
and his dogs, 366
and the bear, 227
boat of, 248
character of, 366
conversation with, 155
dress of, 257
his kalāat, 258
illnesses of, 149
petition to, 155
politeness of, 366
procession of, 256
prospects of, 199
rudeness of, 367
Zinjan, 154, 272
Zoban-i-Gūngishk, 359
Zoological Gardens, 35
THE END.
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