Professional Documents
Culture Documents
ALI ANOOSHAHR
1
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CONTENTS
Acknowledgments vii
1. Introduction 1
8. Epilogue 171
Bibliography 185
Index 199
ACKNOWLEDGMENTS
the editors of these publications for their generosity. I also thank the anon-
ymous reviewers at Oxford University Press, as well the reviewers and
editors of the International Journal of Middle East Studies, Iran: Journal
of Persian Studies, and Middle Eastern Literatures for their feedback on
earlier drafts of some of these chapters. I am responsible for whatever
errors remain after all the suggestions and criticisms offered by those
listed above.
This book is dedicated to Daisaku Ikeda for his tireless efforts in pro-
moting peace, culture, and education.
Turkestan and the Rise
of Eurasian Empires
1
Introduction
It has long been known that the origins of the early modern dynasties
of the Ottomans, Safavids, Mughals, Mongols, and Shibanids in the six-
teenth century go back to “Turco-Mongol” or “Turcophone” war bands.1
Often this connection has been taken at face value, usually along the lines
of ethnic or linguistic continuity. However, the link between a mytholo-
gized “Turkestani” or “Turco-Mongol” origin and these dynasties was not
simply and objectively present as fact. Rather, much creative energy was
unleashed by courtiers and leaders from Bosnia to Bihar (with Bukhara
and Badakhshan along the way) in order to manipulate, invent, and
in some cases disavow the ancestry of the founders of these dynasties.
Essentially, one can even say that Turco-Mongol progenitors did not beget
the Ottoman, Safavid, Mughal, Mongol, and Shibanid states. Quite the
contrary, one can say that historians writing in these empires were the
main ancestors of the “Turco-Mongol” lineage of their founders. Using
one or more specimens of Persian historiography, in a series of five case
2 T U R K E S TA N A N D T H E R I S E O F E U R A S I A N E M P I R E S
book wrote their works and which they drew upon in their acts of invent-
ing origins.
Also significant was the development of the role of authors in the post-
Mongol world. As İlker Evrim Binbaş has argued, certainly in the fifteenth
century, intellectual production operated within noncourtly networks,
among a circle of authors who shared common ideologies and values.6
The unstable political conditions of the later fifteenth century further
strengthened the role of authors, as numerous newly established princes
drew on the support of intellectuals to legitimize their rule. At times, well-
educated princes even participated in writing or other forms of cultural
production.7 In short, men of letters (including historians) of the fifteenth
century had become a significant political force in society, and they seem
to have shared a sense of group identity.
This trend only intensified into the sixteenth century, as new absolut-
ist states formed and engaged in ideological battles against their rivals.
As Kaya Şahin has shown, the intellectual networks of the previous era
were further expanded through the growth of imperial bureaucracies, and
historiography played a key role among professional groups. Historical
writing was considered a prestigious activity and a sort of political inter-
vention into the fortunes of the early modern states.8
The texts studied in this book fall right in the middle of the processes
charted above. They were composed during the collapse of fifteenth-
century states (Timurid, Aqqoyunlu, and Lodi) and the formation of new
ones in the sixteenth century. However, the cultural products created at
the very moment of this transition were the works of not professionalized
bureaucrats but men of letters who had to fit their new patrons into the
teleology of empires as it had been developed in the historical canon of the
previous two hundred years.
Analyzing them will help reconfigure the early history of sixteenth-
century Eurasian empires of the Ottomans, Safavids, Shibanids, Mughals,
and Mongols by focusing not on how abstracted and reified “empires”
fared through the centuries but, rather, on how actual individuals (usu-
ally, but not always, authors of chronicles) utilized symbols and mean-
ing in order to grapple with issues of foundation, origins, and to some
Introduction 5
NOTES
1. René Grousset, The Empire of the Steppe: A History of Central Asia, trans. Naomi
Walford (New Brunswick, NJ: Rutgers University Press, 1970); Peter B. Golden, An
Introduction to the History of the Turkic Peoples: Ethnogenesis and State-Formation in
Medieval and Early Modern Eurasia and the Middle East (Wiesbaden: Harrassowitz,
1992); Carter Vaughn Findley, The Turks in World History (New York: Oxford
University Press, 2005).
2. Comparative studies of the empires treated in this book are actually uncommon.
Most tend to focus on the overall fortunes of mainly three states: the Ottomans,
Mughals, and Safavids, over their entire historical trajectory. Among these, with
the notable exception of V. V. Bartold’s Mussulman Culture, trans. S. Suhrawardy
(reprint; Karachi: Oxford University Press, 2009), the rest generally ignore Central
Asia. This began with Marshal G. S. Hodgson, The Venture of Islam, Volume 3: The
Gunpowder Empires and Modern Times (Chicago: University of Chicago Press, 1974),
6 T U R K E S TA N A N D T H E R I S E O F E U R A S I A N E M P I R E S
category and comprised not just the people of Europe but all the people
of the Middle East, North Africa, and India. Bernier counted the native
population of the Americas in this category as well. Regarding the people
of Mongolia and China, even though Bernier counted them as a separate
race, he was convinced that they were “practically white” (véritablement
blancs).5 In short, Bernier’s classification implied that basically the ruling
elite and much of the population of both Europe and western and south-
ern Asia all had the same racial origins, the shades of “whiteness” for him
in these countries being mere internal variation brought about by expo-
sure to the sun.6
This classificatory inclusiveness in part reflected the origins of the
concept of race in sixteenth- and seventeenth-century Europe that was
formed in conjunction with the justification of slavery in the Americas
and Africa.7 Among other things, Bernier’s notion of whiteness seems to
be connected to the power of enslavement especially over Africans, and
this category extended to both Europeans and West Asians in the sev-
enteenth century. Indeed, Bernier had encountered black Africans in the
slave markets of Egypt and Arabia during his travels, and at least some
of his observations regarding Africans were derived solely based on his
inspection of enslaved black women in Mocha, Yemen.8
We see how this classification scheme worked in Bernier’s travelogue
to India as well. Bernier wrote in the introduction to his Travels that
even though the Mughal dynasty was descended from “Tamerlan” and
originated in “Tartary,” nevertheless in his day the “the offices of trust
and dignity” and “rank in the army” were filled not just by those of the
“Mongol race” but “indifferently by them and strangers from all coun-
tries: the greater part by Persians, some by Arabs, and others by Turks.”
The glue that connected the ethnically diverse ruling elite of the empire
together, he claimed, was race and religion. “To be considered a Mongol,”
he concluded, “it is enough if a foreigner have a white face and profess
Mahometanism.”9 Whiteness of course, and not religion, also tied Bernier
himself to this ruling class.
Bernier overcame the separation caused by religion through his appeal
to another common “spiritual” faculty.10 As stated above, he was employed
10 T U R K E S TA N A N D T H E R I S E O F E U R A S I A N E M P I R E S
actually believed that the origins of all major Asian and European civ-
ilizations must be traced to a single progenitor, a group of people who
had populated these regions in a southward migration out of the heart of
Eurasia, among whom Tartars and Goths were but recent arrivals.15 He
argued that the cultural and civilizational achievements of the Chinese,
Chaldeans, Indians, Danes, Persians, Celts, and ancient Greeks were too
similar and therefore unlikely to be the result of communication. Rather,
a common ancestry was the only way to explain them.16 While Bailly
overemphasized whiteness and northern superiority as the source of cul-
tural creativity (preempting the nineteenth and twentieth centuries), it is
important to note that his positing of a hyperborean homeland, a Siberian
Atlantis, for the great civilizations and races of both Europe and Asia still
implied common kinship bonds between the inhabitants of Europe as well
as those residing in western and southern Asian empires.17
Of course, not all French intellectuals were on board with Bernier and
Bailly’s inclusive racial ideas. In fact some rejected Bernier’s notions of
common biological ancestry and instead focused on his ideas of racial
degeneration as well as his criticism of Mughal, Ottoman, and Safavid des-
potism. This was done most famously by none other than the giant of the
French Enlightenment, Charles-Louis de Secondat, Baron de La Brède et de
Montesquieu (d. 1755). Montesquieu was certainly familiar with Bernier’s
Travels along with a host of other seventeenth-century travel narratives
(such as those by Jean Chardin and Jean-Baptiste Tavernier). From the
works of these men, Montesquieu further developed his ideas about the
problems of despotic government in Asia. Bernier’s role in Montesquieu’s
De l’esprit des lois (1748) is particularly relevant. While Montesquieu drew
specially on Chardin for depicting specific aspects of political despotism
in the East,18 his citations from Travels in the Mughal Empire by Bernier
almost entirely dealt with issues of climate, religion, and of course racial
degeneration. Montesquieu’s reading of Bernier shows in fact that the dis-
course of orientalism was not always marked by the repetition of a set of
“othering” statements over many centuries of European writings about the
“East.” Rather, at critical junctures, it also involved the actual suppression
of conflicting evidence that in fact contradicted the “othering” discourse.
12 T U R K E S TA N A N D T H E R I S E O F E U R A S I A N E M P I R E S
nations upon earth; namely, this country’s having been the source of the
liberties of Europe—that is, of almost all the freedom which at present
subsists amongst mankind.”23
The movement from north to south thus had a deleterious effect on
most northern people. And this was where Bernier’s narrative played into
Montesquieu’s argument. For example, Montesquieu drew on a passage
in Bernier where the French traveler described the effects of the extreme
heat of India on his body as one of his main pieces of evidence for how
climate influences physiognomy and hence human behavior.24 Elsewhere,
Montesquieu again used the evidence of Bernier to show how the extreme
heat of India could give rise to the ideas of metempsychosis.25 Of course,
most relevant of all was Montesquieu’s use of Bernier’s comment cited
above about the degeneration of white races in India. This Montesquieu
used as evidence to support his thesis of the racial decline of northerners in
the south due to the negative impact of heat. He cited Bernier in claiming
that “the Indians are naturally a pusillanimous people; even the children
of Europeans born in India lose the courage peculiar to their own cli-
mate.”26 In short, and ironically, Montesquieu was using Bernier’s remarks
on climate in order to undermine the French traveler’s belief in racial and
cultural commonality among the inhabitants of Eurasian empires.
Montesquieu was able to do this by showing how the same process of
degeneration would have happened over and over again to the ancestors
of other Asian dynasties of his day: the Turks/Tartars/Scythians, who
were now all equated as one people. This would of course separate them
from the Nordic barbarians who conquered Western Europe. For exam-
ple, Montesquieu wrote regarding the founders of the Ottoman Empire
and their overthrow of the Byzantines, “The Tartars who destroyed the
Grecian empire established in the conquered countries slavery and des-
potic power. The Goths, after subduing the Roman Empire, founded mon-
archy and liberty.” Why was this? Montesquieu explained it thus:
The “empires of Asia” refers to the Ottomans, the Mughals, and the
Manchus, while “the Tartars” describes their Inner Asian founders. In
Montesquieu’s formulation, Eurasian states and empires were now essen-
tialized and divided based on differences in their founders’ ethnicity.
Bernier’s ideas about “racial” and cultural commonality were no longer
viable.
Montesquieu’s views toward Tartars and Asia were by no means domi-
nant yet. Some of his positions on Asia were directly opposite those of his
own contemporaries. As seen above, Bailly continued to evoke the com-
mon Eurasian ancestry (which Bernier had espoused) well into the end of
the century. Voltaire (d. 1778), on the other hand, focused on the very con-
cept of “oriental despotism,” which he believed was flawed and could be
challenged through a critical reading of the evidence—namely, the trav-
elogues of the previous century. By the end of the century, others, such as
English historian Edward Gibbon (d. 1794), rejected Montesquieu’s cli-
matic theories and relied on a “sociofunctional” analysis that could recon-
nect the ancestors of European and Asian states—namely, the Goths and
the Tartars. Finally, the traveler Anquetil-Duperron (d. 1805) exposed the
whole discourse as an excuse for colonial exploitation of Asia.
Let me begin with Voltaire. In his Essay on Universal History (French
original published in 1751 in Sweden), Voltaire attacked the sources from
which the image of Eastern despotism had been derived. He observed that
seventeenth-century French travelers to Mughal India often contradicted
their own statements in various parts of their narratives. He found, for
example, that the same traveler would claim in one section that Mughal
emperors possessed all the property in their domain while in the same
The Origins of the Question of Origins 15
Gibbon they were all the same), he stated, “But the power of a despot
has never been acknowledged in the deserts of Scythia. The immediate
jurisdiction of the Khan is confined within the jurisdiction of his own
tribe; and the exercise of his royal prerogative has been moderated by
the ancient institution of a national council: the Coroultai, or Diet, of the
Tartars.”35 In other words, Gibbon found parallels between the Mongol
assembly (kuriltay) and the Imperial Diet of the Holy Roman Empire. He
even claimed to have detected the features of European feudalism among
these barbarians: “The rudiments of a feudal government may be dis-
covered in the constitutions of the Scythian or Tartar nations.” All these
institutions therefore guaranteed that Eurasian khans could not rule as
despots. Gibbon knew very well that his statements ran counter to the
views of Montesquieu, who believed in the “perpetual” slavery of the
Tartars. He took some pains to explicitly reject the French philosophe’s
positions as expressed in The Spirit of Laws, saying, “Montesquieu labors
to explain a difference, which has not existed, between the liberty of the
Arabs, and the perpetual slavery of the Tartars.”36 In Gibbon’s formulation,
of course, all barbarians would have known the fruit of liberty thanks to
their primitive social condition, regardless of their ethnoracial origins or
the climate of their homeland.
Yet the most striking statement by Gibbon in this regard occurs when
he described the laws of the Tartars in their later history under Genghis
Khan. Here, Gibbon pointed out with admiration the religious tolerance
of the khan, which Gibbon incredibly compared with the Enlightenment
thought of the eighteenth century. He exclaimed, “But it is the religion of
Zingis [Genghis] that best deserves our wonder and applause. The Catholic
inquisitors of Europe, who defended nonsense by cruelty, might have been
confounded by the example of a Barbarian, who anticipated the lessons of
philosophy, and established by his laws a system of pure theism and per-
fect toleration.” The author’s admiration for the very “modern” policy of
Genghis Khan comes through clearly in these lines. But Gibbon did not
stop there and made the comparison even more explicit. He wrote in a
footnote to this passage, “A singular conformity may be found between
the religious laws of Zingis Khan and of Mr. Locke.”37
18 T U R K E S TA N A N D T H E R I S E O F E U R A S I A N E M P I R E S
There was not much she could do for him except bathe again his
face and hands. He asked for a drink, and Betty propped him up with
her arm while she held the tin cup to his lips. Exhausted by the effort,
he sank back to the pillow and panted. All the supple strength of his
splendid youth had been drained from him. The muscles were lax,
the movements of the body feeble.
Sunken eyes stared at her without recognition. “Sure I’ll take your
hand, and say ‘Thank you’ too. You’re the best little scout, the best
ever.”
She took the offered hand and pressed it gently. “Yes, but now you
must rest. You’ve been sick.”
“A Boche got me.” His wandering subconscious thoughts flowed into
other memories. “Zero hour, boys. Over the top and give ’em hell.”
Then, without any apparent break from one theme to another, his
thick voice fell to a cunning whisper. “There’s a joint on South Clark
Street where I can get it.”
Into his disjointed mutterings her name came at times, spoken
always with a respect that was almost reverence. And perhaps a
moment later his voice would ring out clear and crisp in directions to
the men working under him. Subjects merged into each other
inconsequently—long-forgotten episodes of school days, college
larks, murmured endearments to the mother who had died many
years since. Listening to him, Betty knew that she was hearing
revelations of a soul masculine but essentially clean.
A sound startled her, the click of the latch. She turned her head
swiftly as the door opened. Fear drenched her heart. The man on the
threshold was Prowers. He had come out of a strong white light and
at first could see nothing in the dark cabin.
Betty watched him as he stood there, his bleached blue eyes
blinking while they adjusted themselves to another focus.
“What do you want?” she asked sharply, the accent of alarm in her
voice.
“A woman, by jiminy by jinks!” The surprise in his squeaky voice was
pronounced. He moved forward to the bed. “Clint Reed’s girl. Where
you come from? How’d you get here?”
She had drawn back to the wall at the head of the bed in order to
keep a space between them. Her heart was racing furiously. His cold
eyes, with the knife-edge stab in them, held hers fast.
“I came in over the snow to nurse him.”
“Alone?”
“No. Mr. Merrick’s with me.”
“Where?”
“At the top of the hill. He broke a ski.”
“Where’s Don?”
“Gone to meet him. They’ll be here in a minute.”
A cunning, impish grin broke the lines of the man’s leathery face. He
remembered that he had come prepared to be surprised to hear of
Hollister’s wound. “Nurse who?” he asked suavely.
“Mr. Hollister, the engineer driving the tunnel.”
“Sick, is he?” He scarcely took the trouble to veil his rancorous
malice. It rode him, voice, manner, and mocking eye. His mouth was
a thin straight line, horribly cruel.
“Some one shot him—last night—through the window.” She knew
now that he had done it or had had it done. The sense of outrage, of
horror at his unhuman callousness, drove the fear out of her bosom.
Her eyes accused him, though her tongue made no charge.
“Shot him, by jiminy by jinks! Why, Daniels had ought to put the
fellow in the calaboose. Who did it?”
“I don’t know. Do you?” she flashed back.
His evil grin derided her. “How would I know, my dear?”
He drew up a chair and sat down. The girl did not move. Rigid and
watchful, she did not let her eye waver from him for an instant.
He nodded toward the delirious man. “Will he make it?”
“I don’t know.”
“Doc seen him yet?”
“No.”
“Glad I came. I can help nurse him.” He cut short a high cackle of
laughter to ask a question. “What’s yore gun for, dearie? You
wouldn’t throw it on poor Jake Prowers, would you?”
He was as deadly as dynamite, she thought, more treacherous than
a rattlesnake. She wanted to cry out her horror at him. To see him
sitting there, humped up like a spider, not three feet from the man he
had tried to murder, filled her with repulsion. There was more in her
feeling than that; a growing paralysis of terror lest he might reach out
and in a flash complete the homicide he had attempted.
She tried to reason this away. He dared not do it, with her here as a
witness, with two men drawing closer every minute. Don Black had
told her that he wouldn’t strike in the open, and the range rider had
known him more years than she had lived. But the doubt remained.
She did not know what he would do. Since she did not live in the
same world as he, it was not possible for her to follow his thought
processes.
Then, with no previous intimation that his delirium had dropped from
him, the wounded man startled Betty by asking a rational question.
“Did you come to see how good a job you’d done?” he said quietly to
Prowers.
The cowman shook his head, still with the Satanic grin. “No job of
mine, son. I’m thorough.”
“Your orders, but maybe not your hand,” Hollister insisted feebly.
Betty moved into his line of vision, and to his startled brain the
motion of her was like sweet unearthly music. He looked silently at
her for a long moment.
“Am I still out of my head?” he asked. “It’s not really you, is it?”
“Yes,” she said, very gently. “You mustn’t talk.”
“In Black’s cabin, aren’t we?”
“Yes.”
“Shot through the window, Black told me. Remember, if I don’t get
well, it was this man or Cig that did it.”
“I’ll remember,” she promised. “But you’re going to get well. Don’t
talk, please.”
“Just one thing. What are you doing here?”
“I came to look after you. Now that’s all—please.”
He said no more, in words. But the eyes of sick men are like those of
children. They tell the truth. From them is stripped the veil woven by
time and the complexities of life.
Sounds of voices on the hillside drifted to the cabin. Betty’s heart
leaped joyfully. Friends were at hand. It was too late now for Prowers
to do any harm even if it was in his mind.
The voices approached the cabin. The girl recognized that of
Merrick, strong and dominant and just a little heavy. She heard
Black’s drawling answer, without being able to distinguish the words.
The door opened. Four men came into the room. The two who
brought up the rear were Dr. Rayburn and Lon Forbes.
“Oh, Lon!” Betty cried, and went to him with a rush. “I’m awf’ly glad
you came.”
She clung to him, trembling, a sob in her throat.
The rawboned foreman patted her shoulder with a touch of
embarrassment. “There—there, honey, ’s all right. Why didn’t you
wait for old Lon instead o’ hoppin’ away like you done?”
Prowers tilted back his chair on two legs and chirped up with satiric
comment. “We got quite a nice party present. Any late arrivals not
yet heard from?”
Both Lon and Justin Merrick were taken aback. In the darkness they
had not yet recognized the little man.
The foreman spoke dryly. “Might ’a’ known it. Trouble and Jake
Prowers hunt in couples. Always did.”
“I could get a right good testimonial from Mr. Lon Forbes,” the
cowman said, with his high cackle of splenetic laughter. “Good old
Lon, downright an’ four-square, always a booster for me.”
Betty whispered. “He’s an awful man, Lon. I’m scared of him. I didn’t
know any minute what he was going to do. Oh, I am glad you came.”
“Same here,” Lon replied. “Don’t you be scared, Betty. He can’t do a
thing—not a thing.”
Merrick had been taking off his skis. He came up to Betty now. “Did
he annoy you—say anything or—?”
“No, Justin.” A shiver ran down her spine. “He just looked and
grinned. I wanted to scream. He shot Mr. Hollister. I know he did. Or
had it done by that Cig.”
“Yes. I don’t doubt that.”
The doctor, disencumbered of impedimenta of snowshoes and
wraps, fussed forward to the bedside. “Well, let’s see—let’s see
what’s wrong here.”
He examined the wound, effervesced protests and questions, and
prepared for business with the bustling air that characterized him.
“Outa the room now—all but Miss Reed and one o’ you men. Lon,
you’ll do.”
“I’ll stay,” announced Merrick with decision.
“All right. All right. I want some clean rags, Black. You got plenty of
hot water, I see. Clear out, boys.”
“You don’t need a good nurse, Doc?” Prowers asked, not without
satiric malice. He was playing with fire, and he knew it. Everybody in
the room suspected him of this crime. He felt a perverted enjoyment
in their hostility.
Black chose this moment to make his declaration of independence.
“I’d light a shuck outa here if I was you, Jake, an’ I wouldn’t come
back, seems to me.”
The cold, bleached eyes of the cowman narrowed. “You’re givin’ me
that advice as a friend, are you, Don?” he asked.
The range rider’s jaw stopped moving. In his cheek the tobacco quid
stuck out. His face, habitually set to the leathery imperturbability of
his calling, froze now to an expressionless mask.
“I’m sure givin’ you that advice,” he said evenly.
“I don’t hear so awful good, Don. As a friend, did you say?” The little
man cupped an ear with one hand in ironic mockery.
Black’s gaze was hard as gun-metal. “I said I’d hit the trail for home if
I was you, Jake, an’ I’d stay there for a spell with kinda low visibility
like they said in the war.”
“I getcha, Don.” Prowers shot a blast of cold lightning from under his
scant brows. “I can take a hint without waitin’ for a church to fall on
me. Rats an’ a sinkin’ ship, eh? You got a notion these fellows are
liable to win out on me, an’ you want to quit while the quittin’ is good.
I been wonderin’ for quite a while if you wasn’t yellow.”
“Don’t do that wonderin’ out loud, Jake,” the other warned quietly. “If
you do, you’ll sure enough find out.”
The little man laughed scornfully, met in turn defiantly the eyes of
Betty, Merrick, and Forbes, turned on his heel, and sauntered out.